Our Company was established on January 26, 2007 with a registered capital of RMB6 billion and a business scope covering securities brokerage, securities investment consulting, financial advisory for securities trading and securities investment, securities underwriting and sponsoring, securities proprietary trading and securities assets management. The promoters of our Company were Galaxy Financial Holdings, Beijing Tsinghua Venture Capital (currently known as Qingyuan Defeng), Chongqing Water, China General and CNBM. As of the date of establishment of our Company, Galaxy Financial Holdings contributed approximately RMB5,993 million to the registered capital of our Company and held approximately 99.89% of our Shares, while the other four promoters collectively contributed approximately RMB7 million of the registered capital of our Company and held approximately 0.11% of our Shares.

Our subsidiaries include: Galaxy Futures, Galaxy Capital and Galaxy International Holdings and its subsidiaries.

A list of key milestones in the founding and development of our Group is shown below:

Date Milestones
January 2007 Our Company was established with a registered capital of RMB6 billion.
October 2007 Our Company acquired the securities brokerage business, investment banking business and related assets of Galaxy Limited together with its holdings of approximately 49.99% equity interest in Galaxy Futures Brokerage (currently known as Galaxy Futures).
October 2009 Galaxy Capital was incorporated with a registered capital of RMB1 billion.
May 2010 Our Company became one of the ten fund appraisal agencies for the SAC.
June 2010 Our Company was approved to participate in the pilot program on margin financing and securities lending.
June 2010 Our Company was approved to participate in the stock index futures trading.
July 2010 Galaxy Futures was assigned an AA rating by the CSRC.
February 2011 Galaxy International Holdings was incorporated in Hong Kong, and thereafter successively commenced the provision of securities and futures brokerage, research, financial advisory as well as money lending services through its subsidiaries.
September 2011 Galaxy Futures was qualified to provide futures investment consulting services, and its scope of business was amended to commodity futures brokerage, financial futures brokerage and futures investment consulting.
March 2012 Our Company was qualified to provide integrated services to insurance institutional investors.
September 2012 Our Company was qualified as a QDII.
November 2012 Our Company became one of the ten qualified securities companies as lead underwriters for financial debt instruments of non-financial corporations.
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