Conduct pre-IPO due diligence on listing applications and liaise with regulators
to ensure smooth workflow of obtaining regulatory approvals
Coordinate the entire listing process and with the intermediaries to ensure an
orderly and efficient conduct of listing

Introduce strategic investors and private equity partners to clients to fund for
their business growth, enhance the company image and corporate governance
to better prepare for IPO in the future

Coordinate the schedule of issuance and form underwriting syndicates
Book-building, pricing and allocation
Craft investment stories and arrange roadshow itineraries
Secondary market financing and block trading

Assist listed companies in execution of regulated transactions, such as major/
significant acquisitions and disposals, connected transactions, restructuring,
rights issues, placements, etc.
Provide professional advice on deal structuring, term sheets, and compliance
matters
Review and collate regulatory documents and liaise with regulators to ensure
compliant transactions

Provide full coverage of issuance varieties and currencies of overseas bonds in
the primary market (senior fixed-rate bonds, senior floating rate bonds, AT1,
AT2,perpetual bonds, US dollar bonds, Euro bonds, Japanese Yen bonds, RMB
bonds).
Introduce exclusive orders from ASEAN and effectively assist in the
globalization and market-oriented issuance of projects with a high degree of
marketization and diverse regional distribution of investors.

Assist clients in deal structuring, prepare and analyze term sheets, review
transaction agreements, and negotiate with counterparties on behalf of clients
Provide professional compliance services, review and collate regulatory
documents, liaise with regulators to ensure that all transactions are conducted
in strict compliance with regulatory requirements